|
Service
|
Fee
|
Definition
|
  |
Commissions:
Unlimited
Investing Plan |
|
$14.99/month |
Includes
all buy, sell, and E-ZVestsm window
trades.
Please
Note:
These monthly charges are assesed to your account
every month and are not contingent upon trading
activity. |
|
Commissions:
Basic Investing Plan
|
| |
$6.99/month |
Includes
the first two (2) buy, sell or E-ZVestsm
window
trades in a given month. |
| $2.99 |
All
additional window trades within the month.
Please
Note:
These monthly charges are assesed to your account
every month and are not contingent upon trading
activity. |
| IRA
Accounts |
- Traditional
- Roth
- Rollover
|
$25/year
$50/termination
fee |
- The
Unlimited Investing plan is not available
for IRA accounts
- All
yearly fees are waived when a monthly or weekly
E-ZVestsm purchasing schedule
is set up within 30 days of opening the account
and maintained throughout the year
|
|
|
$10/year
$50/termination
fee |
|
|
$2.99/trade |
All
window buy or sell orders. |
|
|
$50
|
Charged
for full transfers and full distributions if
account holder is under 59½,
except in the case of death, disability or divorce.
|
|
Real-time
Trades
|
$15/trade
|
Real-time
buy or sell orders.
|
|
Dividend
Reinvestment
|
No
Charge
|
Cash
dividends can be automatically reinvested into
company stock.
|
|
ACH
Link (BUYandHOLD Instant Deposit)
|
No
Charge
|
Link
your bank account to your BUYandHOLD account.
|
|
Account
Transfer—In
|
No
Charge
|
|
|
Full
Account Transfer—Out to Another Brokerage
Firm
|
$50
|
All
securities delivered out of your BUYandHOLD
account to another brokerage firm and BUYandHOLD
account closed.
|
| Partial
Securities Transfer |
$25/security
($150 maximum) |
Partial
securities delivered out of your BUYandHOLD account
to another brokerage firm. |
|
Certificate
Issuance & Delivery
|
$30
|
Charge
to obtain a stock certificate and deliver via
U.S. mail (certificate issued and registered
in your name).
|
|
Funds
Wired—In
|
$15
|
Charge
to receive & deposit a customer-initiated
Federal Funds Wire.
|
|
Legal
Item
|
$35
|
Charge
to transfer certificate registration from one
person or entity to another.
|
|
Overnight
Courier
|
$25
|
Charge
for Federal Express Next Day delivery (does
not include checks).
|
|
Returned
Check
|
$25
|
Charge
for check returned for any reason.
|
|
Returned
ACH
|
$25
|
Charge
for client or other ACH returned for any reason.
|
|
Stop
Payment: Check
|
$30
|
Charge
to stop payment on a BUYandHOLD issued check.
|
|
Stop
Payment: ACH
|
$30
|
Charge
to stop payment on an ACH transfer (BUYandHOLD
initiated stop).
|
| Check
Issuance |
$5 |
Charge
for issuing and mailing a check for funds from
your BUYandHOLD account. |
|
Previous
Statement Copies
|
$10
|
For
each paper statement requested by customer.
|
| Voluntary
Re-org |
$25
|
Charge
for accepting a voluntary re-org. |
|
Paper
Confirm
|
$3
|
For
each paper confirm requested by a customer.
|
| Current
Statement Copies |
$5
|
For
each paper statement requested by a customer. |
|
Customer
Service
|
.
|
1-800-646-8212
Monday-Friday 9AM-4:30PM EST
|
