BUYandHOLD
A Division of Freedom Investments, Inc.
375 Raritan Center Parkway
Edison, NJ 08837
(800) 646-8212
SEC Rule 606 Report (First Quarter 2014) 
 
BUYandHOLD, a division of Freedom Investments, Inc., a wholly owned subsidiary of Oppenheimer & Co.Inc., has prepared this report pursuant to a U.S. Securities and Exchange Commission rule 606 requiring all brokerage firms to make publicly available quarterly reports to their order routing practices. This report provides information on the routing of “non-directed orders” – any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Freedom has selected the execution venue on behalf of its customers.

For each section, this report identifies the venues most often selected by BUYandHOLD, sets forth the percentages of various types of orders routed to the venues, and discusses the material aspects of BUYandHOLD’s relationship with the venues.
 
I. Securities Listed on the New York Stock Exchange:
NYSE
Non-directed
Market
Limit
Other
Total Orders 100% 100% 0.00% 0.00%
Oppenheimer & Co. Inc. 100% 100% 0.00% 0.00%
 
BUYandHOLD routes orders to Oppenheimer & Co. Inc. BUYandHOLD does not receive payment for order flow. The amount of payment is based upon a formula that reflects the immediate marketability, the spread, and the size of the order.
 
II. Securities Listed on the American Stock Exchange:
AMEX
Non-directed
Market
Limit
Other
Total Orders 100% 100% 0.00% 0.00%
Oppenheimer & Co. Inc. 100% 100% 0.00% 0.00%
 
BUYandHOLD routes orders to Oppenheimer & Co. Inc. BUYandHOLD does not receive payment for order flow. The amount of payment is based upon a formula that reflects the immediate marketability, the spread, and the size of the order.
 
III. Securities Listed on the Nasdaq Stock Market:
NASDAQ
Non-directed
Market
Limit
Other
Total Orders 100% 100% 0.00% 0.00%
Oppenheimer & Co. Inc. 100% 100% 0.00% 0.00%
 
BUYandHOLD routes orders to Oppenheimer & Co. Inc. BUYandHOLD does not receive payment for order flow.